Adam Robert Waldstein

Vice President

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Location:

629 Tremont St, Boston, MA 02118

Industry:

Investment Management

Work:

Law Office of Adam Robert Waldstein since Feb 2010
Founder
Scarborough School Department May 2005 - Dec 2009
Substitute Teacher
Summers for Congress Sep 2008 - Nov 2008
Volunteer
Rhode Island Office of the Public Defender Jun 2007 - Aug 2007
Student Attorney, Rule 9
Woodsum Drummond & MacMahon Jun 2005 - Aug 2005
File Clerk

Education:

Boston University School of Law 2005 - 2008
Juris Doctor, Law Stonehill College 2003 - 2005
BA, Philosophy, English

Skills:

Legal Research
Legal Writing
Negotiation
Corporate Governance
Securities
Securities Litigation
Securities Regulation
Securities Act of 1933
Securities Exchange Act of 1934
1940 Act
Investment Company Act
Investment Advisers Act
Registered Investment Companies
Finra
Ctfc
Insider Trading
10B 5
Intermediary Agreements
Derivatives
Beneficial Ownership Reporting
Process
Isda
Dodd Frank
Volker Rule
Anti Money Laundering
Mutual Funds
Tender Offers
Sarbanes Oxley Act
Regulatory Compliance
Code of Ethics
Investment Compliance
Hedge Funds
Policies and Procedures
Form Adv
Private Equity
Private Funds

Certifications:

Bar Certified, Commonwealth of Massachusetts
Bar Certified, United States District Court, Massachusetts

Adam Waldstein

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Adam Waldstein, Boston MA - Lawyer

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Address:

Po Box 15191, Boston, MA 02215
617-329-9529 (Office)

Licenses:

Massachusetts - Active 2009

Education:

Boston University School of Law
Degree - JD - Juris Doctor - Law
Graduated - 2008

Specialties:

Criminal Defense - 96%
Federal Crime - 1%, years
DUI / DWI - 1%, years
Litigation - 1%, years
Civil Rights - 1%, years

Languages:

English

Description:

Adam was born in Cambridge and grew up outside Boston and in Southern Maine. He attended Stonehill College in Easton, MA where he majored in Philosophy and...