Barclays - new york, new york since Mar 2013
Vice President
UBS Oct 2011 - Mar 2013
Director
Morgan Stanley Smith Barney Jul 2010 - Sep 2011
Vice President
Morgan Stanley Sep 2009 - Jul 2010
Director, FHC Compliance
Morgan Stanley May 2005 - Aug 2009
Internal Audit - Senior Manager
Education:
The Chicago School of Professional Psychology 2007 - 2010
Master of Arts, Industrial/Organizational Psychology
City University of New York-John Jay College of Criminal Justice 1997 - 1999
Bachelor of Arts, Forensic Psychology
Skills:
Vendor Management Series 7 Financial Risk FINRA Financial Regulation Compliance Business Continuity Operational Risk Management Operational Risk Wealth Management Broker-Dealer Training
Honor & Awards:
Graduated CUM LAUDE from John Jay College of Criminal Justice 1999