Assistant Vice President - Compliance Officer at Daiwa Capital Markets
Location:
New York, New York
Industry:
Financial Services
Work:
Daiwa Capital Markets since Dec 2009
Assistant Vice President - Compliance Officer
WAMU Capital Corp. - New York, NY Jul 2005 - Aug 2008
Vice President - Compliance Officer / Deputy CCO
JPMorgan Chase Oct 2002 - Jul 2005
Assistant Vice President – Compliance Officer
Prudential Securities, Inc. Jun 2001 - Oct 2002
Vice President – International Compliance Officer
Goldman Sachs & Co. Dec 2000 - May 2001
Vice President – International Compliance Officer
Education:
St. Peter's College 1999 - 2003
MBA, International Business
City University of New York-College of Staten Island 1986 - 1988
BA, Accounting
Skills:
Investment Banking FINRA Series 7 Risk Management AML Series 63
VERIZON COMMUNICATIONS INC Telephone Communication Service · Telephone Communications · Communication Services Radiotelephone Communication · Telephone Service · Finance Treasury Dept · Telephone Communications Broadband Video and Data and Related Services · Telephone Telecommunications · Financial Management Services
140 W St 20, New York, NY 10007 140 W St, New York, NY 10007 1 Verizon Way, Basking Ridge, NJ 07920 972-718-5600, 813-978-5107, 972-507-4000, 972-718-7928
Angel Caballero President
AC Corp Plumbing/Heating/Air Cond Contractor
41 Melrose Ave, North Arlington, NJ 07031
Angel Caballero Director
Palm Bay Baptist Church, Inc
2601 Emerson Dr SE, Melbourne, FL 32909
Angel Caballero Director
THE MOUNT HOPE HOUSING COMPANY, INC Cemetery Subdivider/Developer · Apartment Building Operator
2003-05 Walton Ave, Bronx, NY 10453 2003 Walton Ave, Bronx, NY 10453 718-583-7017
Angel Caballero Director
Palm Bay Baptist Church Religious Organization
2601 Emerson Dr SE, Melbourne, FL 32909 321-723-3773
Angel Caballero Executive Director, Owner
Davidson Community Center, Inc Community Center · Other Individual & Family Svcs
2038 Davidson Ave, Bronx, NY 10453 718-731-6360, 718-731-8580
James Monroe High School - The Bronx New York NY 1956-1960
Community:
Maria Cortes, Luis Concepcion
Googleplus
Angel Caballero
Education:
Facultad de Estudios Superiores Aragón - Comunicación y Periodismo
About:
Descubriendo mi área de especialización. Leer, escribir, investigar, ver, socializar, dialogar, refutar, descubrir, bailar, conocer, discutir, compartir e interactuar son sólo algunas de mis actividad...