Assistant Vice President - Compliance Officer at Daiwa Capital Markets
Location:
New York, New York
Industry:
Financial Services
Work:
Daiwa Capital Markets since Dec 2009
Assistant Vice President - Compliance Officer
WAMU Capital Corp. - New York, NY Jul 2005 - Aug 2008
Vice President - Compliance Officer / Deputy CCO
JPMorgan Chase Oct 2002 - Jul 2005
Assistant Vice President – Compliance Officer
Prudential Securities, Inc. Jun 2001 - Oct 2002
Vice President – International Compliance Officer
Goldman Sachs & Co. Dec 2000 - May 2001
Vice President – International Compliance Officer
Education:
St. Peter's College 1999 - 2003
MBA, International Business
City University of New York-College of Staten Island 1986 - 1988
BA, Accounting
Skills:
Investment Banking FINRA Series 7 Risk Management AML Series 63
Facultad de Estudios Superiores Aragón - Comunicación y Periodismo
About:
Descubriendo mi área de especialización. Leer, escribir, investigar, ver, socializar, dialogar, refutar, descubrir, bailar, conocer, discutir, compartir e interactuar son sólo algunas de mis actividad...